The Research Year: Planning a Workflow

Welcome back to the Grad School Survival Guide!

I have several posts envisioned detailed how to plan your research year, and I’ve decided to start with a couple of posts about what to do before you even leave home or set foot in your first archive.

(Full disclosure: This series will primarily discuss doing archival research; although what I say will be somewhat useful if you do oral history or other kinds of fieldwork, I won’t be targeting those specifically because I have pretty much no experience with them myself).

I’m writing these in no particular order and, in fact, I’m starting with workflow because a couple of friends are already working through this and I thought it would be most useful to them if I started here.

So.

What is a workflow, and why do you need to plan one?

Simply put, a workflow is how you go from this:

file1

to this:

Capture

It’s a bit difficult to see, but the PDF of the document in the top photo with the blue cover is digitally attached to the entry highlighted in the screenshot on the bottom.

(For the record, the top photo was taken at the British National Archives in Kew).

Now, you may be asking yourself: yes, but why do I have to figure this out in advance?

The most important reason to have a workflow figured out is this: you need to determine how you’re going to get those thousands of pages you find in an archive into a usable format and bring them home with you.

1. Photocopying is expensive. Even if it’s just 7 cents a page, if you wind up photocopying a thousand pages (which is *incredibly easy to do*), you’re going to spend some serious bank. Photocopies are also heavy and take up space in your luggage. And then, of course, there’s the question of what happens if they get wet, dropped, spilled, stolen (along with the rest of your luggage), torn, burnt, etc.

2. Photocopying takes time. A number of archives do not have self-service photocopy machines; they have copying services which will do it for you. This comes at both a monetary cost and a time cost, because unless the copyist is literally sitting around with nothing to do, you may not get the copies back the same day.

3. Okay, I’ll scan them. Sure thing! Except that scanning and photocopying are usually two halves of the same coin, performed by the same person at the same copy service that charges per page and probably won’t get to it as fast as you’d like or need.

I’ve been in a couple of dozen archival collections and I’ve seen exactly one with a self-scanner. It was located outside of the special collections room where the material I wanted to scan was kept, and I wasn’t allowed to take the material outside of the room.

4. Scanning has its own challenges. Also … even self-service scanning may not be free. There is a flatbed scanner at the Wellcome Collection in London, which is a research collection that I adore for its cheerful atmosphere, friendly and helpful staff, decently priced cafe with surprisingly good food, and bookstore that I can never get out of without dropping at least £20. In fact, I recommend that anyone passing through London whose research pertains in any way to science or medicine take a look (their catalog is online so you can see in advance what they have).

It is, in fact, the same flatbed scanner that my home university library has, with the same little port to plug in a USB device, and I was delighted to find this out became it meant I wouldn’t have to mess around and figure out how the machine works. I laid out my book, hit “scan” … and nothing happened.

That’s when I saw the little sign saying that there was a cost of £0.10 per scan.

In one of my few moments of actual frustration at Wellcome, I discovered that the cost of the scan has to be paid with a copy card, which can only be purchased in cash. American readers may not see the issue here, so let me clarify that the UK is well on its way to being an entirely cashless society. I had literally not been presented with a cash-only situation during my entire stay in the UK, save for the weekly food market behind Birkbeck College, which had huge signs at the entrance warning people and pointing them to the nearest cashpoint.

I had no cash on me, and as far as I was able to tell there wasn’t an ATM anywhere within the same block as the library. So … yeah.

So, how do I plan a workflow?

What it comes down to is this: you need to have a plan as to how you are going to capture the documents you want, store them securely, and annotate them (this is so, so important), and you need to be comfortable with both the hardware and software that you’ll be using before you leave the house for the first time.

Learning this all in the field wastes your time and money. Most of us are on some sort of research funds (I actually wasn’t–more about that in a future post), meaning that we need to produce while we’re there. Losing a day’s work because you took all of your photos at the wrong ISO and they came out so pixelated as to be unreadable is a risk you don’t want to run (even more if you don’t understand what I just said).

Plan your workflow by working backwards.

Start by asking yourself this question: when you are sitting at your computer writing your dissertation, how do you want to consult your documents? Are you envisioning them as multi-page PDFs with searchable text? As paper copies in front of you (as much as I just pooh-poohed the idea of photocopying, if that’s your thing and you have the funds to support it, go for it)? As something else?

I’ll stop asking you these questions and tell you my personal answer, but I want to emphasize again and again, as I have throughout this entire guide to grad school, that the most important thing is that you devise a system that feels natural to you and that you’re comfortable with. You don’t have to do it the way I did.

I wanted to have PDFs of the documents. I have to admit that I didn’t really think much more through it than that, which became something of an issue when I got to the British Archives and discovered that a file number could refer to a single piece of paper in a folio, or to two massive boxes bound together with twine. This is where creating bookmarks within PDFs became important.

The question for me then became how to capture the documents as digital images and get them into PDF form.

file
Camera, laptop, documents, iPad … check! Turns out this was a bad idea.

I originally did this using my digital camera–the British National Archives has camera mounts for stability–to capture images, which I then transferred to my laptop using Adobe Lightroom where I … you know what, I don’t even remember. I did this on a short research trip and the workflow of getting the images off my camera into Lightroom and thence into a PDF was so utterly cumbersome and time consuming that it literally took me three years to get everything processed.

See, I like to take photos and I know how to use Lightroom … for photos. As it turns out, I did not know the first thing about using Lightroom to create documents from photos.

This is why I insist that you try your workflow at home. Pull that copy of Harry Potter and the Goblet of Fire off the shelf and act like it’s a book you need to copy.

I wound up regrouping using a capture device I hadn’t taken seriously: my phone.

A friend pointed me in the direction of a scanner app — Scanner Pro (no, I don’t have this monetized) — that works on the iPhone. There are similar apps for Android and other platforms, and Office365 and I believe Google Docs are jumping into the fray with their own entries.

Scanner Pro isn’t free, but I realized it would pay for itself after about three archival boxes so what the heck.

What I like about it is this: it does a terrific job of capturing print documents, of deskewing them (meaning: if you take a photo of the document at an angle, or the document is crooked in some way, as it might be if it’s bound together, as the British documents are, you can draw a box and it kind of straightens it out; enough for government work anyway), of creating multi-page PDFs, of running OCR (optical character recognition, meaning that it looks for recognizable text within the image–this is what makes the document searchable), and–extremely importantly from my point of view–it uploads the documents to the cloud (Dropbox, Google Docs, and Box are all covered at least).

Hence, by the time I left the archive I would have already uploaded that day’s work into the cloud. Even if my phone got lifted on the tube ride home, I wouldn’t have lost my work.

Now, as I said–I have no vested financial interest in Scanner Pro and could not care less if that’s the app you choose to work with. The important thing is that you pick an app and work with it a bit so that you know how to use it pretty well before you set foot in an archive.

I would suggest that you try out a number of different types of documents in different formats–Goblet of Fire is a big, fat book, so you can see how your program deals with curvy pages. Also try single documents, big type, small type, and if your work is likely to involve images, try those too.

I do not find that Scanner Pro works great with images, but I didn’t have many to contend with and was just as likely to use the actual camera function on my phone for those.

Dealing with the files

Okay, so you now have a system to digitize images into files. Great!

Hey, where are you going? Our work here isn’t done.

In fact, what comes next is VITALLY important.

It’s also incredibly tedious and easy to let slip. Try not to let it.

So, now you have a bunch of digital files … now what?

If you’re like me, your hard drive starts to look like this after a while.

Annotation 2019-06-21 101657

In case you were wondering, there are six hundred files in this folder.

Also in case you were wondering … those are not the original file names that I gave these. I retro-organized this folder almost a year after I collected these articles because I realized that I had no idea what any of them contained. (The format is YYYY-MM-DD because Windows keeps it in order by date that way).

So, first up: two other tools I used.

Annotation 2019-06-21 102218

One is a PDF editor. Scanner Pro does a lot, but sometimes I need a little more boost. Or I needed to OCR a language other than English. Or I wanted to insert bookmarks, as I did with this copy (left) of the testimony to the Milner Commission in 1919, because the file I generated was over two hundred pages long.

Sometimes I leave little digital sticky notes in the documents. As long as it took me to learn how to work paperless, I did eventually master the skill because … did I mention there were six hundred files in that one folder alone?

For this task, I lit on PDF XChange Editor. I’m not linking to it here because they’ve changed the way they sell the software–when I first found it, the PDF Viewer and the PDF Editor were sold together for about half the cost of what they’re selling each individually for now.

If you’re with a university and have access to student pricing, compare with Adobe Acrobat or see if your university offers another solution.

When it came to putting it all together, I am a huge fan and devotee of Zotero, which I will link to because it’s free and fucking fantastic.

Zotero is your digital librarian. There’s a lot of training available online (free), and a lot of universities support it pretty well–it can take a bit to unlock all of the things it can do, but here is why I like it a lot.

Here, for example, is what the Zotero version of the folder I posted above looks like:

Annotation 2019-06-21 103350

I did have to go in and enter the title of each article, the author (if it had one), and date — this is something I would highly recommend that you get into the habit of doing daily. When I would come back to the flat I rented in London for my research stay, I would pour a glass of wine and sit in front of the TV and pick away at this on my laptop. If you let it go, it becomes unwieldy.

But here’s why this is useful. First off, you can include tags on each entry:

Annotation 2019-06-21 103649

Now, if I want to find all of the articles from the Egyptian Gazette that have to do with unemployment demonstrations, I can find them.

Second … if you double click on the entry, it opens the PDF. (I use Box storage as my Zotero storage). It’s all linked right there.

Third, Zotero has plugins for Microsoft Office and OpenOffice (and other things–as it’s open source, people are constantly developing plugins) so that you can generate footnotes and endnotes without having to retype everything.

You can also import records into Zotero directly from your university library’s catalog — again, you don’t have to retype everything.

Seriously, given the number of people I know who had to spend days “fixing” their footnotes prior to submitting the dissertation, I cannot recommend Zotero enough.

But again, it has a learning curve.

Practice, Practice, Practice

This is my last piece of advice here, and it’s one I’ve said over and over: make sure you know how to use your tools. Make sure you’re comfortable with them. If something is a bit squidgy (academic term), google and see if there’s a workaround or how others have dealt with it.

You’ll have enough unanticipated issues to deal with on the road as it is. Having a solid plan as to how you’re going to work with the material you can collect from the beginning will take a lot of the stress off of your shoulders, so that when you get to the archives you can be productive right away.

In future columns on the research year, I’ll discuss how to plan out what you’ll be doing, and how to try to keep sane while you’re on the road. Stay tuned!

Grad School Survival Guide: How to Study

If you missed it, the first installment of my Grad School Survival Guide described how to read (or, why everyone seems to have something to say about this week’s readings but you.)

So, now you know how to read in the way your professor expects you to. But you’re taking three seminars, and maybe also a foreign language class, and somehow you’re supposed to read four books a week and do two hours of homework a night. Is your social life over? Will you ever see daylight again?

Let me say that I am no stranger to this question. Halfway through my first year in the doctoral program, my first long-term relationship (11 years) ended. Trying not to commit academic suicide by negotiating a move while working full time and enrolled in two classes, I remained co-habitating with my ex through the end of the spring semester (this was probably a bad idea). A few years later, I got married (also in the middle of a semester), but I was reading for comps that year. We’ll cover comps soon.

For the first six years of my graduate program, I worked a full time, 40-hour a week job. I was fortunate in that said 40-hour a week job was at the same university in which I was enrolled as a student, so it was both a source of financial aid (staff education benefit), and lenient enough that I could swap out a 3-hour block of time during business hours for shortened lunch breaks other days to make up for it. (I also took a reduced course load, averaging 6 hours per semester instead of the usual 9).

So, what I’m saying is that you can have it all! Or you can have enough. And part of this is accomplished by developing study habits that give you what you need to be successful, but don’t take over the rest of your life.

One of the things I see lots of graduate students doing is acting as though their career as graduate students is temporary and “normal life” will resume when it’s done. Considering it takes an average of 7 years to get through a doctoral program, that’s a lot of “putting life on hold,” and, more to the point, John Lennon was right: life is what happens while you’re busy making other plans.

You need to be able to maintain a work/life balance. Everyone knows that one apocryphal student who only studies and never goes out because there’s a lecture on something on a Friday night or there’s an exam in three weeks — whatever happened to that guy, anyway? (It does seem to always be a guy, for some reason).

Don’t be that guy. Here are some things I’ve learned about organizing your studying and reading life.

young-boy-in-jacket-wake-up-after-sleeping-in-front-screen-of-computer-look-around-room-student-book-at-table_bp1g3wgm__F0000

1. Your professor doesn’t expect you to have the book memorized.

First off, buy nothing before you get the syllabus on the first day (unless it’s otherwise requested). Look at the syllabus. If there’s a different book every week, that means that you’ll literally be reading each book to discuss in class once.

If you buy them all, that’s a lot of money you’re pretty much wasting on books that will be read once, put back on the shelf, and resold at the end of the semester for a fraction of what you paid for them. Just don’t.

In all likelihood, the copy that your professor put on reserve in the library is going to suit you just fine. Don’t run out and buy every book listed — if you think something is going to be useful for your research later on, then you can buy it from the used listings on Amazon or at the local used bookstore.

Okay! So, you went to the library and got your course reserved book, and it has to be back in two hours. Now what?

Remember the four questions I posed in my previous post?

  1. What is the argument that the author is making?
  2. How is the author’s argument new and different?
  3. Does the author’s argument make sense?
  4. Does the author successfully prove his/her argument?

Prioritize the two hours you have with the book to answer those four questions.

I’m going to repeat the importance of these four questions over and over again. Get used to answering those four questions. You’ll need them every week in seminar, and they’ll be doubly important when reading for your qualifying/comprehensive examinations.

As you progress, you’ll notice that seminar discussion really doesn’t stray far outside of these questions. Anecdotes that either the professor or other students share from the book’s content will mostly be presented in the context of addressing these.

I pretty much guarantee that your professor will never give you a pop quiz and ask what happened on November 10, 1789 (Ronan, that was for you!) unless what happened on that date was important to the author’s argument, in which case that’s probably what the question is really about. And there will almost certainly never be a pop quiz.

Take detailed notes and bring them to seminar with you. Personally, I liked handwriting my notes because I felt like I retained the information better. Some people do this just fine with typing. Try both, see what works for you.

You probably won’t need the book in front of you (notice that students who bring the book to class don’t open their copy that much, if at all). I would wager that half of the students who bring the book to class are trying to look prepared primarily in order to impress other people. Ignore this.

If you don’t trust yourself to be able to carry the conversation without paper backup, scan or photocopy parts of the book that you think are important to back you up–the intro and/or conclusion are the obvious suspects, or a section where you feel that questions 3 and 4 are being illustrated well (or poorly, depending on how you answer the questions).

In short order, you’ll learn to extract what you need from a book — and what you won’t need. This will give you a good sense of how long you need to spend with a book to get what you need — and that’s key for maintaining a good work/life balance.

2. There will be weeks you don’t have all the reading done.

It happens. Hopefully it won’t be the same week that everyone else in your seminar had a massive research assignment due for someone else. At the very least, plot out two hours to spend some quality time with the book so that you have something to say, and focus on the four questions above (it’s always about the four questions).

I focus on getting it done in two hours because that happens to be how long you can borrow course reserves at my university’s library, but also because I learned how to get through a book in two hours and answer these questions. It may take you a while to learn the mechanics of it, but you can spend just a couple of hours with the book and arrive at seminar with things to contribute to the discussion!

If you have one of those weeks where it just all went to hell and you didn’t even look at the book … well, speaking personally: If class participation is part of the seminar grade, your professor would probably rather you didn’t come at all than have you sit there for three hours not contributing. You’ll notice early on that you can always tell who’s trying to BS their way through the conversation without having read the material. Just because no one said anything doesn’t mean they didn’t notice.

img_1735
“Dad, isn’t this usually the time of day you pull out a book, and I help you read by rubbing my face all over it?”

3. Schedule study time, and make it sacrosanct.

This is really important for the work/life balance. If you have people in your life (partners, children, parents, friends) who aren’t also in graduate school, it’s very easy to treat your workload as an inconvenience or secondary in importance. Don’t.

I set out certain blocks of time that were Study Time. In my case, they were more procedural blocks of time (i.e., Saturday after the grocery store run, Sunday after breakfast) than, say, a firm “I will study from 3-4 on Wednesdays”–but that also works. The important thing is that you have a mental time slot when you “should” be studying and to get both body and mind to expect it, and to signal that something is off if you’re not doing it.

The firmer you are about this, the easier it is on everyone else. I liked to read in the mornings because my brain was fresher, and because it was less intrusive: usually if we were going to leave the house for something it would be an afternoon movie or to go out to dinner. It also made it much less stressful for me to schedule plans with friends with confidence; otherwise they become sources of tension and angst on your part.

That said, I did have to put my foot down a few times and ask my fiancé (later husband) not to schedule things on the weekend without consulting me first, especially toward the end of the semester when I also needed to be doing research and writing.

However, on the flip side, once I had developed a set schedule and knew what I could accomplish within it, I also had more confidence about scheduling leisure activities in my free time.

4. Environment is important.

Where you study is just as important as when you study. Find a place where you can study successfully. I highly recommend that it not be the same place you do other kinds of reading (leisure reading) or watch TV. It should “feel” like the place where you go to get things done.

For me, it was the dining table. We don’t use it much, so I could leave books there. Books went flat on the table, my feet were flat on the floor, I was sitting upright. It’s also quiet, although occasionally I did have some unexpected help.

“Your thesis was not valid, so we deleted it. You’re welcome.”

A lot of people like to go to coffee shops or the library to study – if that’s your thing, great. It doesn’t work for me. The popular campus coffee shop where everyone at my university likes to hang out is loud and boisterous and the chairs were clearly designed by a devotee of the late Marquis de Sade, and I just don’t understand why people think it’s all that (and the coffee tastes burnt).

In addition to my well-documented hatred of That Place, I also always felt like that I was putting too much pressure on myself to be productive once I arrived, got situated, and opened a book. I felt like I would spend more time evaluating whether I had “done enough” to justify the trip than I did paying attention to the material. I also discovered that if I drank coffee after noon I would have problems sleeping.

The idea is that you should feel like you’re in a place that merits serious attention. When you’re here, your brain is primed, and your body reacts accordingly. This is why I don’t recommend mixing the physical locations where you enjoy leisure time with the location where you’re being studious. (This is an actual thing, psychologically speaking, and it can lead to both anxiety–which there’s enough of in grad school as it is–and insomnia.)

5. Know your limits.

I worked full time for 11 years before starting my doctoral program. During that time, I got used to the concept that when I got home from work at 5:30, the rest of the day was mine. It was a very hard habit to break myself of–in fact, I never successfully did so.

When I first started my graduate program, I tried my best to come home and be productive, but I was usually tired (because I was in the office at 7:30 am), and my brain was uncooperative. The most productive time I was able to eke out on a weeknight was about an hour. I could get through an article (singular), but it wasn’t enough time to get through a book, and I realized that my ability to retain any information about a book was diminished if I split it up over multiple days. I also noticed that I was looking at the clock a lot more than I did on weekend mornings.

Eventually, once I realized this, I shifted most of my productive time to the weekends (this was why I had to be more militant about ensuring that I had some control over weekend scheduling).

I also noticed that I was better at working through books with longer stretches of time (like two hours), and that I was at my best if I didn’t try to get through them right before the seminar where they would be discussed.

Your mileage may vary, and you’ll realize your own quirks and how you work best. Pay attention to the mental and physical cues your body and mind give you, and don’t struggle against them.

6. The first five are a lot. Speak up if you’re struggling.

Your professor is probably teaching at least two other classes, and in all likelihood the other two classes are undergraduate lecture courses that require a lot of work. Most of us operate under the assumption that if a student needs help, they’ll say something. And, whether by hook or by crook, graduate students tend to get less attention because it’s assumed that they’re more mature and capable of speaking up if they need something.

Unfair, but true.

Graduate students often experience depression and anxiety, and it can be bewildering if you’ve never experienced it before. And as difficult as it can be, often times it is incumbent upon the student to make the first move.

But please do.

If you’re struggling with the workload, talk to your professor. Speaking personally, I will bend over backwards to help a student who is struggling (and reward the effort come grading time.) I can’t help if I don’t know.

If you’re struggling with your mental health talk to … someone. Your professor. Your advisor. Friends.

Look up the student disability services office (because mental conditions count) and see what services they offer.

Find a yoga class.

Work out.

Take a mental health break.

Take care of your mind. After all, graduate school is about training your brain, so keep it in tip-top shape!

**

This post has gone on long enough at this point, so I’ll wrap up and promise that, in the next installment, we’ll discuss what happens when the reading becomes your entire life: how to prep for your qualifying/comprehensive exams!

What else do you want to know about grad school? Post questions in the comments section!

Tips for Your First Visit to the Archives

I offered some unsolicited advice on Twitter (he says, as if there is any other kind of advice to be found there) about the first trip to the archives which was, for my not all that popular account, kind of a popular post. So, I’m going to expand on it here!

Believe it or don’t, this was the best piece of advice I got before my first trip to the archives.

A lot of the advice I got was practical: dress comfortably, make sure you read the rules and regulations of the archive before you get there (especially the documentation you need to gain access), check what you can actually bring in with you so that you don’t bring too much.

This was the one I heard and thought, Oh yeah, right.

It’s also the one that I remember the best now. Because it’s true. That first day never goes quite as expected. If you don’t believe me, take it from Randy:

You’ve compiled a massive list of documents you want to see, files you want to read — it never goes quite the way you expected.

Especially if you’re working with material that was generated in the pre-typewriter era.

Or it’s in a foreign language, and you discover that your ability to speak rapid, native sounding Spanish is not matched by your ability to skim Spanish.

Or you discover that your productivity is interrupted by mandatory tea time. Or that you have to leave the reading room for an hour.

Or maybe they will let you handle one document at a time.

Or, in my case, you weren’t thinking literally enough when you discovered a series of files called “Summary of Intelligence Reports Received,” and sat down, expecting to find a treasure trove and instead finding a ledger detailed how many intelligence reports were received every day.

Womp womp.

There’s always setbacks.

But somehow, the first day is always the worst. It’s the day your expectations and hopes collide head-on with reality. If you know that’s part of the process, and you’re prepared for it, it really makes a difference.

I thought about this a lot my first few days in the archive. It’s not a race. You’ll find what you need, and you’ll get there.

And if it doesn’t lead where you were hoping, you’ll adapt. Very, very few people actually come out of the archives with the same project they had when they went into the archives.

When I posted this, Melissa Johnson (@Lady_Historian) offered a tip in response:

Here’s some more that came up in response:

I would add to this, photocopy (or photograph) things you’re not sure you’ll want to use later. Your project will evolve over time, and you never know …

Definitely true. Especially if you’re far away from home, in a country where you’re working in a second language you’re almost-but-not-quite fluent in. The excitement wears off and suddenly you realize you don’t know anyone, and you’re going to be here for how long?

Check out Paula’s blog post for more advice!

And @pearcele is quite the optimist:

Keep them coming!

What are the tips for archival work you’d offer your past self? Let me know in the comments below!